Adepa Asset Management S.a.
Munsbach
EXPERIENCE THE ADEPA WAY Adepa is an independent global leading provider of Investment Fund and Corporate Services, Private Equity & Real Estate administration, UCITS V Management Company and Asset Management addressed to institutional and professional investors around the globe. Founded in 1980 and currently headquartered in Luxembourg, Adepa pro
Job Source: Adepa Asset Management S.a.Banque Raiffeisen S.c.
Luxembourg
Responsabilités En tant que membre de la fonction Compliance, vous accomplissez ou contribuez à l'accomplissement des activités suivantes, en étroite collaboration avec le membre de l'équipe en charge des domaines Mi FID et SFDR : Analyser les nouvelles règlementations et documents y relatifs (directives, règlements délégués, lois, circulaires, FA
Job Source: Banque Raiffeisen S.c.Les Consultants Sarls
Luxembourg
Notre client est une entreprise leader dans le secteur des assurances en Belgique et au Luxembourg. Il cherche à renforcer son équipe avec un Compliance Officer expérimenté et dynamique ayant au moins 3 ans d'expérience. Missions principales : - Veiller à la conformité des activités de l'entreprise avec les réglementations et directives en vigueu
Job Source: Les Consultants SarlsSpecial Sits General Partner I Sa
Luxembourg
Position: Compliance Officer – Paralegal to support a group of companies in all compliance / KYC / AML and standard corporate law matters. Key responsibilities: Respond to internal requests of Know Your Customer (KYC) / Anti Money Laundering (AML) matters. Manage corporate housekeeping, including filing official documents, publications and notar
Job Source: Special Sits General Partner I SaMichael Page
Luxembourg
En tant que Compliance Advisor Senior, vous collaborez avec le Chief Compliance Officer et assurez la conformité sur toutes les exigences réglementaires locales. Informations sur l'entreprise Notre client est une institution financière européenne de premier plan disposant d'une succursale à Luxembourg ville d'une centaine de personnes !Missions En
Job Source: Michael PageNsi
Luxembourg
We are looking for an IT Compliance and Security Officer, speaking English & French. Your main responsibilities Drive overall IT certification and compliance projects Be the main point of contact for IT and assist on all internal and external audit teams where IT inquiry is required Monitor activities of assigned IT areas to ensure compliance w
Job Source: NsiDeutsche Börse Group
Luxembourg
Company description: Tracing its origins to 1585, Deutsche Börse Group has become one of the world's leading exchange organisations and an innovative market infrastructure provider. In this role, we provide investors, financial institutions and companies access to global capital markets. What's your part in all this? With your commitment you cont
Job Source: Deutsche Börse GroupSofitex Talent Recruitment
Luxembourg
LE POSTE : For our client located in Kayl, we are currently looking for several : Senior AML/KYC Officers (M/F)Responsibilities : * Analyse and review AML/KYC files for Natural Persons and Legal Entities with complex structures, including foundations, trusts, etc. * Ensure data input and updates are recorded correctly * Initiate and comple
Job Source: Sofitex Talent RecruitmentLuxembourg
We are hiring a Senior Compliance Officer (M/F/D) - Ready for Mandate as Chief Compliance Officer - About us MOVENTUM is a Luxembourg based company, which is part of the Pro Service Fintech/ Oaktree Capital Management group.
We are a lead player in the field of fund distribution, wealth management and related services.
Our clients are Institutional and Financial Advisors and our goal is to help them achieve top quality performance for their own clients, based worldwide.
We offer a trading platform, asset management solutions and a comprehensive range of middle- and back-office services, provided by highly experienced and dedicated international staff in our Luxembourg, Brno, Frankfurt, Vienna and Warsaw offices.
About the team The main responsibilities of the Legal & Compliance team (referred to as 'L&C') revolve around safeguarding the Company from potential legal risks and preventing any misconduct by third parties that could have adverse effects on the Company, its clients, business partners, and employees.
The team's primary focus is to ensure that the Company's operations adhere to applicable laws and regulations set by regulatory bodies, and that all processes and documents associated with the Company comply with these standards across the jurisdictions in which the Company operates.
Your responsibilities We are currently seeking a highly experienced Senior Compliance Officer who is prepared to undertake the role of Chief Compliance Officer.
While prior experience as a Chief Compliance Officer is not necessary, the ideal candidate should possess the requisite skills, knowledge, and readiness to assume this responsibility.
Establish, implement and maintain effective policies and procedures in relation to compliance, AML CTF and control of delegations; Identify and assess compliance risks including AML/ CTF risks as well as applicable laws and regulations; Monitor operational processes, policies and procedures to ensure that Moventum complies with all legal regulations, circulars and ethical standards; Conduct compliance monitoring program and prepare reports for various stakeholders; Manage compliance, AML/ CTF and annual reports; Develop, improve and maintain the reporting systems for relevant stakeholders; Lead projects with your compliance and regulatory expertise; Correspond with regulatory bodies (CSSF, Ba FIN, FMA, auditors, etc.) and maintenance of related files; Prepare external and internal audit and/or other periodic and/or ad hoc regulatory visits; Support preparation of AML trainings and the maintenance of the training register.
Your ideal background and skillset A bachelor's degree in a relevant field, such as business, finance, or law.
A relevant post-graduate degree or certification (e.g.
CFA, CPA, CAMS) is a plus; Minimum of 5+ years working experience in compliance or a related field within the financial service sector; Proven ability to develop and implement compliance programs, policies, and procedures; Excellent communication skills, with the ability to clearly articulate complex compliance issues to a range of stakeholders, including senior management, legal teams, and regulators; A strategic mindset, with the ability to anticipate and mitigate risks while balancing business needs and objectives; Strong analytical skills and attention to detail, with the ability to conduct thorough and accurate risk assessments and reviews; Experience in managing relationships with regulators and external auditors; Fluent in English and good language skills in German is a plus.
A passion for compliance and a commitment to ethical business practices.
What you can expect from us Opportunity to join a dynamic, international and growing team with the possibility of a real boost in your knowledge and your career; Culture of diversity and creativity with smart people who take pride in what they do; Flexible working hours, the possibility of remote work, a permanent work contract and 30 vacation days; A collegial work environment with regular events, a flat hierarchy advocating communication; Supportive management team that values employee feedback.
If the above sounds like you and matches your skill set, we would love to hear from you! We look forward to hearing from talented and motivated individuals who are passionate about joining our team and making a difference in our industry.
Don't miss out on this exciting opportunity to grow with us! APCT1_LU